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Registered Investment Adviser
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41	NORTH AMERICAN SECURITIES ADMINISTRATORS ASSOCIATION, INC. 750 First Street N.E., Suite 1140 Washington, D.C0900 Fax: www.nasaa.org Add to Reading List Source URL: nasaa.cdn.s3.amazonaws.com Language: English - Date: 2016-01-29 09:29:26 United States securities law Financial Industry Regulatory Authority U.S. Securities and Exchange Commission Registered Investment Adviser Broker-dealer Financial adviser North American Securities Administrators Association
42	Getting Help With Your Investments Thousands of financial professionals are eager to give you advice. Here’s how to choose one that best suits your needs. Add to Reading List Source URL: www.iinvest.org Language: English - Date: 2015-04-03 09:34:01 Finance Money Economy Investment Financial markets Professional certification in finance Financial services Financial adviser Registered Investment Adviser Securities Investor Protection Corporation U.S. Securities and Exchange Commission Broker-dealer
43	additional information, visit www.iInvest.org. all levels of sophistication about financial matters. For financial lives of Americans in all walks of life and at click on “Contact Your Regulator.” Add to Reading List Source URL: www.iinvest.org Language: English - Date: 2015-04-03 09:33:37 Economy Finance Money Investment Funds Subprime mortgage crisis Financial markets Financial adviser Mutual fund Registered Investment Adviser Personal finance Security
44	Cuyahoga Arts & Culture Investment Policy Approved February 7, 2011 Effective February 7, 2011 Updated December 14, 2015 Add to Reading List Source URL: www.cacgrants.org Language: English - Date: 2016-01-26 09:12:25 Financial markets Systemic risk Security Stock market Mutual fund Federal Reserve System Money market Investment Registered Investment Adviser Investment policy statement
45	NEWS RELEASE Sun Life Financial completes acquisition of U.S.-based investment manager Prime Advisors, Inc. Sun Life Investment Management adds insurance asset management capabilities to U.S. institutional investment bus Add to Reading List Source URL: cdn.sunlife.com Language: English - Date: 2016-03-20 06:39:27 Finance Financial services Economy Financial markets S&P/TSX 60 Index S&P/TSX Composite Index Sun Life Financial Registered Investment Adviser Ameriprise Financial Stifel
46	Investment Adviser Newsletter Spring 2015 This is the sixth edition of our periodic newsletter from the Wisconsin Division of Securities to investment advisers registered in our state. We welcome your suggestions for fu Add to Reading List Source URL: www.wdfi.org Language: English - Date: 2015-06-27 19:06:25
47	Investment Adviser Newsletter Special Edition 2015 This is a special edition of our periodic newsletter from the Wisconsin Division of Securities to investment advisers registered in our state. NASAA recently published Add to Reading List Source URL: www.wdfi.org Language: English - Date: 2015-10-05 11:34:34
48	logoHorizontalBW_201006_FAFN Add to Reading List Source URL: www.firstaffirmative.com Language: English Investment Institutional investors Financial services Investment policy statement Registered Investment Adviser Separately managed account Financial adviser Mutual fund Investment outsourcing Wealthsimple
49	Form ADV Part 2 ADV Disclosure Brochure for Clients and Prospective Clients of First Affirmative Financial Network Item 1: Introduction and Overview Many investors Add to Reading List Source URL: www.firstaffirmative.com Language: English Investment Investment policy statement Registered Investment Adviser Investment management Financial adviser Separately managed account Management fee Mutual fund Investment outsourcing National Association of Personal Financial Advisors
50	logoHorizontalBW_201006_FAFN Add to Reading List Source URL: www.firstaffirmative.com Language: English Economy Finance Money Investment Investment policy statement Registered Investment Adviser Investment management Financial adviser Separately managed account Mutual fund Financial services Investment outsourcing